PinnedCompliance TylerPart Two — How to write a compliance monitoring programmeExample of Annual Compliance Plan·16 min read·Sep 14, 2019----
Compliance TylerHow should compliance monitor KYC approvals?Monitoring Know Your Customer (KYC) approvals is a fundamental component of a financial institution’s compliance and anti-money laundering…3 min read·Mar 8, 2024----
Compliance TylerWhy regulators might have more control over crypto exchange-traded products versus a laissez-faire…Cryptocurrency exchange-traded products (ETPs), including exchange-traded funds (ETFs), have garnered significant attention from both…3 min read·Mar 6, 2024----
Compliance TylerWhen good apples turn bad, how to tackle this problem as a compliance officerAddressing the issue of “good apples turning bad” in an organization, especially from a compliance perspective, involves a multifaceted…3 min read·Feb 27, 2024----
Compliance TylerWhy compliance should be involved in corporate due diligenceInvolving compliance in corporate due diligence is essential for a myriad of reasons, primarily to ensure the organization operates within…3 min read·Feb 26, 2024----
Compliance TylerFormula 1 lessons for compliance programsMy enthusiasm for Formula 1 (F1) racing and my interest in applying lessons from team principal techniques to compliance programs highlight…3 min read·Feb 25, 2024----
Compliance TylerDon’t be ‘Penny-wise but pound foolish’— Hire the best compliance officer you canHiring the best compliance officer is an investment in an organization’s future stability and success. This essay will explore the reasons…3 min read·Feb 21, 2024----
Compliance TylerIs compliance a stressful career?Working as a compliance officer, specifically in a role designated as SMF16 under the UK’s Senior Managers and Certification Regime (SMCR)…2 min read·Feb 21, 2024--1--1
Compliance TylerAristotle's work on rhetoric — Compliance Officers should be inspired.Aristotle’s work on rhetoric and argumentation offers timeless insights that can greatly benefit compliance officers in formulating their…3 min read·Feb 20, 2024----
Compliance TylerCompliance Careers: Why I am passionate about the LLB Law DegreeStudying for an LLB law degree can be a profoundly enriching experience that lays a solid foundation for a career in compliance. The…3 min read·Feb 17, 2024--1--1