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Compliance Tyler
Compliance Tyler

280 Followers

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May 5, 2022

Useful Compliance Regulatory Websites

United Kingdom Bank of England The Bank of England is the central bank of the United Kingdom and the model on which most modern central banks have been based. …

Compliance

5 min read

Useful Compliance Regulatory Websites
Useful Compliance Regulatory Websites
Compliance

5 min read


May 4, 2022

Operational Resilience News

Firstly, what is operational resilience? Operational resilience is the ability of firms and the financial sector as a whole to prevent, adapt, respond to, recover and learn from operational disruptions. …

Resilience

4 min read

Operational Resilience News
Operational Resilience News
Resilience

4 min read


May 4, 2022

European Crypto Regulatory News Resources

May 2022 The FCA has issued a statement reminding consumers of the risks of investing in cryptoassets and non-fungible tokens. The FCA stresses that it has not been given regulatory oversight over the direct investments in cryptoassets and NFTs, there are no consumer protections for those who invest in them, and they…

Cryptocurrency

7 min read

European Crypto Regulatory News Resources
European Crypto Regulatory News Resources
Cryptocurrency

7 min read


Nov 8, 2020

Risk Management News

Week ending 5 November 2020 29 October 2020: The European Fund and Asset Management Association (EFAMA) has issued a statement on a global initiative on cyber security led by the International Investment Funds Association (IIFA) and supported by fund associations around the world. IIFA has published a document ‘IIFA Cybersecurity…

Compliance

1 min read

Risk Management News
Risk Management News
Compliance

1 min read


Nov 8, 2020

Fintech Regulatory News

Week ending 5 November 2020 29 October 2020: The European Parliament published a study examining the supervisory implications of the Wirecard case. It highlights several lessons for the regulation and supervision of fintech companies, and emphasises that regulators need a deep understanding of fintech’s technologies and business models. …

Finance

2 min read

Fintech Regulatory News
Fintech Regulatory News
Finance

2 min read


Oct 31, 2020

Payment Services Regulatory News

Week Ending 29 October 2020 27 October 2020: The European Central Bank (ECB) has published for consultation its draft oversight framework for electronic payment instruments, schemes and arrangements (PISA). Comments are requested by 31 December 2020 on three draft documents — the oversight framework, assessment methodology and exemption policy. …

Payments

2 min read

Payment Services Regulatory News
Payment Services Regulatory News
Payments

2 min read


Oct 31, 2020

Fintech Regulatory News

Week Ending 29 October 2020 28 October 2020: The Bank of England (BoE) has published minutes of the first meeting of the Artificial Intelligence Public-Private Forum (AIPPF) held on 12 October 2020. In the opening remarks, co-chairs Dave Ramsden (BoE) and Sheldon Mills (Financial Conduct Authority) emphasised the importance of…

Fintech

2 min read

Fintech Regulatory News
Fintech Regulatory News
Fintech

2 min read


Oct 31, 2020

BREXIT Regulatory News

Week Ending 29 October 2020 26 October 2020: The European Securities and Markets Authority (ESMA) released a public statement that clarifies the application of the EU trading obligation for shares (STO) following the end of the UK’s transition from the EU on 31 December 2020. The statement outlines that the…

Brexit

2 min read

BREXIT Regulatory News
BREXIT Regulatory News
Brexit

2 min read


Oct 31, 2020

Financial Crime News

Week Ending 29 October 2020 23 October 2020: The Treasury Committee launched an inquiry to review what progress has been made in combatting economic crime since its last inquiry, carried out under the previous parliament. The inquiry will focus on anti-money laundering systems and the sanctions regime, and on consumers…

Finance

3 min read

Financial Crime News
Financial Crime News
Finance

3 min read


Oct 23, 2020

Risk Management News

Week ending 22 October 2020 19 October 2020: The Financial Conduct Authority (FCA) has published a third insight piece on data sharing, trust and consumer freedoms, as part of its series of articles on Future Market Dynamic. 19 October 2020: The Financial Stability Board (FSB) has published its final report…

Risk

1 min read

Risk Management News
Risk Management News
Risk

1 min read

Compliance Tyler

Compliance Tyler

280 Followers

Tyler Woollard is the founder of The Conduct Mind, a compliance consultancy firm. www.theconductmind.com Online shop https://bit.ly/37tDCXO

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