Fund Compliance Programme

Please watch the short video

Some thoughts for your 2020 Fund Compliance Programme For the board to develop an understanding of the Players, Processes and Products: — The investment objectives and policies of the fund, how it will be marketed and distributed — Who the key players are (including individuals), their level of independence, experience, expertise and technological sophistication — The interactions between key players and critical dependencies — The process and procedures by which service providers will service the fund — The skills and expertise that board members are bringing to the boardroom If you need help, no project is too small.

https://vimeo.com/377963058

Please reach out to me.

Tyler.woollard@theconductmind.com