Useful Compliance Regulatory Websites

Compliance Tyler
5 min readMay 5, 2022


United Kingdom

Bank of England

The Bank of England is the central bank of the United Kingdom and the model on which most modern central banks have been based. Established in 1694 to act as the English Government’s banker, and still one of the bankers for the Government of the United Kingdom, it is the world’s eighth-oldest bank.

Competition and Markets Authority

The Competition and Markets Authority is a non-ministerial government department in the United Kingdom, responsible for strengthening business competition and preventing and reducing anti-competitive activities.

Financial Conduct Authority

The Financial Conduct Authority is a financial regulatory body in the United Kingdom, but operates independently of the UK Government, and is financed by charging fees to members of the financial services industry.

Practioner Panel

The Panel has a broad statutory remit to advise the FCA.

Financial Ombudsman Service

The Financial Ombudsman Service is an ombudsman in the United Kingdom. It was established in 2000, and given statutory powers in 2001 by the Financial Services and Markets Act 2000, to help settle disputes between consumers and UK-based businesses providing financial services, such as banks, building societies, insurance companies, investment firms, financial advisers and finance companies.

Financial Services Consumer Panel

The Financial Services Panel are an independent statutory body, set up to represent the interests of consumers in the development of policy for the regulation of financial services.

Financial Services Compensation Panel

The FSCS exists to protect customers of financial services firms that have failed.

HM Treasury

Her Majesty’s Treasury, sometimes referred to as the Exchequer, or more informally the Treasury, is the British government department responsible for developing and executing the government’s public finance…



Compliance Tyler

Tyler Woollard is the founder of The Conduct Mind, a compliance consultancy firm. Online shop